HYBRID Compliance Consultant

Description:

At the core of this role you’ll be supporting our advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to make sure we are in compliance with regulations and company policies. Don’t worry, we’re ready and able to teach you about compliance regulations and company policies that shape our work. What we need from you is a desire to learn the technical subjects and combine that knowledge with the capabilities and experience you bring to the table. What makes you a great fit for our team? Thrive as a self-directed learner with a strong sense of ownership and accountability Move quickly with enough due diligence to work with and around limited information Learn, take risks, and be open to feedback as part of personal learning and development

Additional Skills & Qualifications:

MUST HAVES:

– Bachelors degree

– FINRA Series 7/24 or 9/10 license

– 2-3 years of financial industry experience

– Experience with regulatory compliance

– Proficiency in Microsoft Word, Excel, Adobe and SharePoint

NICE TO HAVES:

– Advertising compliance experience preferred

About TEKsystems:

Were partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. Thats the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.