Quality Control Analyst

About the Position:

As the Quality Control Specialist II your key responsibilities will include the performance of AML/CFT, OFAC, and Fraud quality control (QC) tests/inspections to ensure that alert reviews and case investigations are appropriately completed and suspicious activity is filed in accordance with regulatory requirements and agency guidelines. You will also support the identification, escalation and timely mitigation of compliance and operational risks in alignment with the First Internet Bank and its FinTech Partners Enhanced Due Diligence (EDD), alert and case investigation, suspicious activity reporting (SAR) filing policies, procedures and regulatory requirements. You will serve as oversight of the appropriate execution of substantive money laundering, economic sanctions and fraud compliance risk detection, prevention, and reporting practices.

What You Will Do:

– Ensure that First Internet Bank and its FinTech Partners maintain AML/CFT and OFAC standards and procedures, and recommend changes and/or alternatives for process improvements.
– Review alerts and cases completed/closed by the AML/CFT, OFAC, and Fraud Analysts to ensure that the appropriate decisions/recommendations have been made according to First Internet Bank and its FinTech Partners standards, the appropriate supporting documentation for decision is made by an AML/CFT, OFAC, and Fraud Analyst is appropriately supported and documented.
– Evaluate completed AML/CFT, OFAC, and Fraud work and evaluate KYC/KYCC profiles to ensure that they meet regulatory requirements as well as adhere to First Internet Bank and its FinTech Partners policies and procedures.
– Communicate any errors/discrepancies found to the appropriate management to ensure that corrective action is taken, additional training provided.
– Generate related reports, including findings and trends to management.
– Maintain knowledge of developments in the area of Fraud, OFAC and anti-money laundering, including FinCEN and OCC requirements relating to AML/CFT and the USA PATRIOT Act.
– Maintain QC standards and procedures, including risk-based standards for compliance testing, and recordkeeping for quality control findings accurately and in a timely manner.
– Perform other duties as assigned.

What Were Looking For:

– A Bachelors Degree or equivalent experience in AML/CFT/OFAC and Fraud compliance in the financial services industry required
– A minimum of two years of previous investigative experience or oversight with specific emphasis on OFAC, AML, BSA or prior audit and/or quality control experience in the banking industry is required.
– Must be able to demonstrate knowledge of OFAC, USA Patriot Act, Bank Secrecy Act (BSA), and Anti-Money Laundering (AML) regulatory requirements.
– Ability to work independently and in collaboration with others.
– Ability to provide timely and excellent service to both internal and external customers.
– Proven attention to detail.
– Strong PC skills required, along with the ability to quickly learn new systems.

Working Conditions/Demands:

– Professional office setting.
– Primarily sedentary position requiring long periods of time working at a computer.
– Must be able to move throughout the office and buildings to obtain or relay information.
– Must be able to perform the essential functions of the position with or without reasonable accommodation.

Who Are We?

Were not just another bank and were not looking for just another employee. Since 1999, First Internet Bank has been dedicated to finding a better way to bank and doing things that have never been done before. Yes, we really were the first state-charted, FDIC insured bank to operate entirely online and we have been leading the way ever since.

We seek the game changers, the innovatorsthose who challenge the status quo because change really is the only constant. Ready to join a team of imaginative, dr ven individuals like you? Its your career, you deserve to imagine more. Keep reading, we think you will like you what see.